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Financial Institution Licence Application

Licence to scale

Applying for a financial institution (FI) license can be a complex and time-consuming process.

Let us help you get it right the first time. From understanding requirements to preparing for discussions with regulators, Pragma will guide your organisation through the FI license application process from beginning to end.

We assist organisations in applying for licenses such as:

Singapore Payment Services Provider license

Singapore Capital Markets Services license

Hong Kong Securities and Futures Services license

Completing license applications

We will ensure that your license application contains all necessary information and documentation prior to submission.

Reviewing business plans

We will review existing business plans to determine whether they are compliant with regulatory requirements.

Reviewing/drafting policies

We will review existing policies to ensure they are compliant with relevant regulatory requirements. We can also work with you to draft comprehensive policies.

Reviewing/drafting procedures

We will review existing procedures to ensure they are compliant with relevant regulatory requirements. We can also collaborate with you to draft comprehensive procedures.

Reviewing, undertaking, or drafting enterprise-wide risk assessments (EWRAs)

We will review existing EWRAs to ensure they are compliant with relevant regulatory requirements. We can also work with you to draft appropriate documents.

Discussions/interviews with regulators

We can assist you in preparing for discussions/interviews with regulators regarding your FI license application.

We also provide ad hoc advice based on your specific needs.

Why choose Pragma?

At Pragma, we are committed to helping organisations understand their regulatory requirements and work towards compliance.

Our Compliance, Conduct, and Regulatory Risk team consists of individuals who specialise in following regulatory trends, interpreting legislation, and tailoring compliance programmes to various industries.

Contact us today to get started.

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